Framework 7 of 15 · Trading Journal Audit

Trading Journal Audit

The stock was not the mistake. The repeat was.

Written by Jim Norris · NorrisAI AlphaLens · Updated September 2026

Framework 07 is the only framework that is about you. Not the 10-K. Your last trades: why you entered, why you exited, whether the invalidator existed before the click. If the same behavior shows up three times, that is the research finding.

You can do this in a notebook. Framework 07 is the same audit, written up from a history you provide. It is useless on an empty account. If you have not placed a first buy yet, use How to Start Investing and stop here.

When to run it

Do not run Framework 07 to get a pep talk. If the write-up only cheers, throw it out.

What the write-up is supposed to contain

A Framework 07 output should force:

If the output is generic "avoid emotion," the run failed.

What this framework cannot do

Walkthrough: one pattern, not a ticker pitch

Notes a first audit should produce

Still open: the actual last ten closed trades, exported, with dates. Without that list this page is a sermon. Pull the list or do not run 07.

Method: How to Research a Stock.

Filled example of the stock work, not the journal: How to Analyze a Stock.

Do it yourself, then run 07

Before a credit:

  1. List the last ten closed trades. Ticker, date in, date out, why in, why out.
  2. Mark which ones had an invalidator written first.
  3. Mark which ones had a max size written first.
  4. Circle the reason that appears more than twice.

Then run Framework 07. If the list has two trades, wait until you have ten. The pattern is the point.

Common questions

I only buy index funds on a schedule. Do I need 07?

No. 07 is for people who keep making discretionary clicks. The schedule is the system.

Can I run 07 on one disaster trade?

You can. You will get a eulogy. The audit gets useful when the same move happens again.

What do I run next?

Nothing in the 15. Write checklist sections 7 and 8 before the next click.

Run Trading Journal Audit

Same demand as the ten-line list. Your history, not a ticker briefing. This is the optional faster pass — not a substitute for writing the pattern down.

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Then write the rule. Or do not click.

All 15 AlphaLens frameworks

#1Full Company Breakdown#2Bull vs Bear + Moat#3Fair Value Stress Test#4Earnings Quality Analyzer#5Long-Term Investment Thesis#6Portfolio Risk & Fit#7Trading Journal Audit#8Insider Activity Analyzer#9Catalyst Calendar#10Options Flow Analyzer#11Competitor Moat Comparison#12Management Quality Scorecard#13Macro Sensitivity Analysis#14Revenue Quality Decomposer#15Short Squeeze Probability
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